01/09/2009
IBTS ASIA (HK) LIMITED 台湾工银证亚洲(香港)有限公司
Terms and Conditions for Securities Trading Account 证券交易帐户条款
IBTS Asia (HK) Limited is a licensed corporation to carry on dealing in securities and advising on securities regulated activities under the Securities and Futures Ordinance (CE Number: AMF777). 台湾工银证亚洲(香港)有限公司乃一家根据《证券及期货条例》获发牌进行证券交易及就证券提供意见的受规管活动的持牌法团 (中央编号:AMF777).
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IBTS ASIA (HK) LIMITED Terms and Conditions for Securities Trading Account
Important: The terms and conditions herein which set out the respective rights and obligations of the Client and IBTS Asia (HK) Limited in relation to the securities trading account are legally binding on both the Client and IBTS Asia (HK) Limited. Please read them carefully before you agree to be bound by them.
1. 1.1
Definitions In these Terms: "Account Opening Form" means the Account Opening Form including the notes and the statement thereto or, as the context requires, any amendments made thereto from time to time pursuant to Clause 1.2(c) to be completed and signed by the Client, and, where the Account Opening Form is to be accompanied by a statement of personal information of a shareholder or other person, includes all such statements and any relevant statement of personal information; "Business Day" means a day (other than a Saturday) on which banks are open for business in Hong Kong; "CCASS" means the Central Clearing and Settlement System operated by HKSCC; "Charged Securities" means all Securities, receivables or monies in the Securities Account from time to time and all other monies and Securities of the Client which are now or shall in the future come into the possession, custody or control of IBTS ASIA or, where appropriate, into the possession, custody or control of any nominee or subsidiary or associated company of IBTS ASIA, from time to time and for any purpose whatsoever, and shall include any additional or substituted Securities, and all dividends or interest paid or payable, rights, interests, monies or property accruing or offered at any time by way of redemption, bonus, preference, option or otherwise on or in respect of such Securities or additional or substituted Securities; "Clearance System" means (i) CCASS and its appointed depository and (ii) any other clearance system from time to time used in connection with Transactions in Securities and any depository for any such clearance system; "Client" means the person or persons who have signed the Account Opening Form and where the Securities Account is opened by more than one person means all of such persons collectively and any personal representative or successor in title thereof and any permitted assign thereof; "Code" means Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission issued by SFC; "dissolution" of a person also includes the winding-up, liquidation or bankruptcy of that person, and any equivalent or analogous procedure under the law of any jurisdiction in which that person is incorporated, domiciled, or resident or carries on business or has assets and "dissolved" shall be construed accordingly; "encumbrance" means any mortgage, charge, pledge, lien, assignment by way of security, financial lease, deferred purchase, sale-and-repurchase or sale-and leaseback arrangement, hypothecation, retention of title by a vendor or other security interest given or arising in respect of any assets, and any arrangement the effect of which is to prefer any creditor or any agreement for any of the same;

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